Organised by EY and PRMIA
 
Agenda

Speaker’s Bios

Sky So (HKUST BBA(OM) 2000)
Partner, Financial Services Risk Management, EY

Sky is a Partner of Financial Services Risk Management in EY Hong Kong.  He leads a team of 60 professionals dedicated in regulatory compliance, balance sheet management, stress tests, liquidity risk, FTP, derivatives and market risk modeling, credit risk, RRP, etc.  Sky has over 15 years’ experience in risk management and regulatory consulting, financial instruments accounting and auditing. He has been involved in many liquidity risk management related advisory services and discussions with financial institutions and regulator in Hong Kong.

Mr. Bowen Lau, MBA
Chief Compliance Consultant, Serisys Solutions Ltd.

Bowen had joined PRMIA Hong Kong Chapter as a Co-Regional Director from 2011 to 2013, and is now still serving as a Steering Committee member. Bowen has been doing consulting services in the risk and compliance subject areas since 2005 when he started such consulting practice in IBM Global Business Unit (GBS) Hong Kong. Since he left IBM GBS in 2008, he joined Actimize for AML solutions consulting until 2011 when he joined Oracle Systems Financial Services Global Business Unit (FSGBU) in their JAPAC region as a Sales Consulting Director.  During this time, he had been doing consulting in the subject areas of Core Banking, Liquidity Risk, Operation Risk, AML and Trading Compliance, and he was also named as the champion of the Financial Services Data Warehouse solution in the region. Recently, he is providing compliance consulting in AML area including design and implementing such systems viz. On Boarding/KYC, Transaction Monitoring and Case Management.

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